Settlement risk - PDFSEARCH.IO - Document Search Engine

Settlement risk
Results: 469

#	Item
301	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]January 19, 2012 Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change to Modify a Practice i Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-20 10:44:55 Securities Financial markets Payment systems Electronic commerce Depository Trust & Clearing Corporation Net settlement Debits and credits Clearing Liquidity risk Business Finance Economics
302	DISCLOSURE TO OWNER (To be provided no later than at time of application for any life settlement agreement) (With acknowledgement of life settlement provider or broker) IMPORTANT – READ THIS DISCLOSURE FORM AND THE ENC Add to Reading List Source URL: www.doi.idaho.gov Language: English - Date: 2009-08-21 14:17:45 Life insurance Finance Economics Financial institutions Institutional investors Life settlement Viatical settlement Rescission Risk purchasing group Insurance Financial economics Investment
303	Order Approving Proposed Rule Change to Revise its Rules to Expand the Forms of Collateral Eligible for Incorporation in the System for Theoretical Analysis and Numerical Simulations Risk Management Methodology Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-02 15:21:24 Investment Securities Options Clearing Corporation Exchange-traded fund Margin Settlement Futures contract Clearing Financial economics Financial markets Finance
304	Notice of Filing of Proposed Rule Change to Revise its Rules to Expand the Forms of Collateral Eligible for Incorporation in the System for Theoretical Analysis and Numerical Simulations Risk Management Methodology Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-08 10:22:29 Investment Options Clearing Corporation Exchange-traded fund Margin Futures contract Security Securities Exchange Act Settlement Financial economics Finance Financial markets
305	Order Approving Proposed Rule Change to Amend Addendum C of its Rules and Procedures to Implement Risk Enhancements to its Stock Borrow Program Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-08 17:42:15 Finance Depository Trust & Clearing Corporation Security ACT Securities Exchange Act U.S. Securities and Exchange Commission Settlement Financial economics Securities Financial system
306	Notice of Filing of Proposed Rule Change to Modify a Practice in Order to Mitigate Systemic Risk, Specifically Liquidity Related, Associated with DTC End of Day Net Funds Settlement Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-05 16:31:27 Securities Payment systems Electronic commerce Depository Trust & Clearing Corporation Net settlement Debits and credits Liquidity risk Short Settlement Finance Business Financial economics
307	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]February 25, 2013 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing Amendment No. 2 and Order Approving Propo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-26 07:45:21 Finance Central Securities Depositories Depository Trust & Clearing Corporation Settlement Liquidity risk Securities Financial economics Financial system
308	Microsoft Word[removed]SDMA Letter re trade integrity_Final.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-09 10:51:12 Commodity Futures Trading Commission Late-2000s financial crisis Systemic risk Securities Futures contract Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Futures exchange Settlement Financial economics Finance Financial system
309	Protocol for the Cooperative Oversight Arrangement of CLS1 Final: 25 November 2008 Introduction 1) Whereas, CLS began operations in September 2002 using payment-versus-payment ("PVP") settlement to reduce the risk involv Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2009-11-06 13:11:53 Federal Reserve System Federal Reserve Bank European System of Central Banks Central bank Cls Continuous linked settlement Foreign exchange market Federal Reserve
310	Reducing Risk in Wire Transfer Systems Add to Reading List Source URL: www.clevelandfed.org Language: English - Date: 2006-06-23 11:51:47 Real Time Gross Settlement Financial economics Banking Interbank networks Federal Reserve Clearing Overdraft Wire transfer Federal Reserve System Finance Payment systems Business

UPDATE